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Compliance Manager - Qualified solicitor

Employer
QED Legal
Location
Cardiff
Salary
£55000 - £65000 per annum
Closing date
27 Jun 2024
Reference
BH-45524

View more

Vacancy Type
Solicitors, Private Practice
Experience Level
Not Disclosed
Contract
Permanent
Hours
Full Time
Practice Areas
Banking/Finance, Regulatory/Compliance

Job Details

Compliance Manager
Cardiff-Based

We're working with an exceptional Legal 500 firm with offices across the UK. They are driven to provide the best legal services. Founded by ex Eversheds and Clifford Chance Lawyers they cover all commercial areas.

Now looking for someone to work closely with the COLP/COFA/MLRO to ensure the firm continue to work in the correct way in line with all SRA and regulatory standards. 

You will stay up to date with changes in law and regulations, developing and implementing an effective compliance program throughout the business. Reviewing firms policies and procedures, conducting internal and external audits, conducting the firm wide risk assessments.

This is a very broad role and a brilliant opportunity for someone to take a step up from a smaller more high street firm, continuing compliance work across the board.

What about you?
  • You will be a qualified E&W solicitor
  • Experience leading compliance in a smaller law firm (bonus if you have experience as COLP/COFA/MLRO)
  • Knowledge of file audits, complaints, sra audits, risk assessments and firm wide compliance
  • Experience undertaking PII renewals
  • Ideally 4+ years experience in compliance

What's in it for you?
  • Salary up to £65k
  • Join a growing Legal 500 firm with an opportunity to progress and grow the function
  • Work closely with the firms Partner & COLP
  • Flexible Hybrid working policy, team generally do 2-3 days in office

I'm interested in speaking with qualified solicitors, with experience in a smaller boutique or high street firm looking to continue their compliance route in a bigger legal 500 firm.

Apply below or drop me a message for a confidential conversation

Lauren.Eager@QEDLegal.com

Company

As a recruiter you have to network and speak to large amounts of people and lots of law firms to really understand the market and have the connections to match people with opportunity quickly when the time arises. A good recruiter needs to be Quick, Excellent and Dynamic in everything that they do. Allow the team at QED to demonstrate what they can do for your career.

AREAS OF EXPERTISE:
• Partner moves – both full equity and fixed share equity
• Team moves
• Firm Mergers / Bolt-on’s
• Succession / retirement planning
• In House Counsel
• Patent / Trademark Attorneys
• Other jurisdictions – placing lawyers into and from other countries
• Professional Support Lawyers
• Associate moves – focusing not just on team and culture fit but also client and work quality and room for future advancement.
• Assistant moves – lawyers cannot afford to make mistakes with their career moves. In the crucial early years exposure to the correct mentor and clients is essential.
• Legal professionals – FILEX, MILEX, ILEX, Licenced Conveyancers, paralegals, legal assistants and fee earners
• Support services - practice managers, COLP / COFA – regulatory and compliance, office managers, IT developers, case management specialists, law costs draftsmen and negotiators, legal secretaries, legal cashiers

Apply for Compliance Manager - Qualified solicitor

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