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Regulatory Lawyer, Asset Management

Fry & Brown
West End, London
Dependant on experience
Closing date
13 Jun 2024

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Job Details

A recently created, but rapidly expanding financial services organisation is looking to hire a senior regulatory lawyer to compliment the existing legal department.  Our client is an end to end solutions provider for the asset management industry and offers financial planning, asset management and settlement and custody services and this person will take to lead on regulatory matters within that space. This will include looking at terms and conditions, client agreements, cross company guarantees and dealing with advice and queries that come into the legal team. There is also a requirement to work with the business assess how support is provided on a longer term basis and therefore there is an option for this to become a permanent position.


To be considered for this position you need to have at least 5 years of regulatory law experience, either from private practice or in a similar financial services company. Settlements and custody experience is essential with any funds experience being beneficial. They need someone who is up for a challenge and wants to own the regulatory legal piece. This is a very exciting time to join a company with a start-up vibe which has doubled in size in the last year and is continuing to grow.

For more information or a confidential discussion please contact Tracy Brown on 020 3743 0695 or email

Ref: 10553


We’re Jane Fry and Tracy Brown, accomplished London-based legal recruiters for the financial services sector.
We have worked together for 15 years and we’re proud to be two of the most experienced consultants in our field. We know the market inside out and we think creatively to source the very best talent. Our established network gives you a head start and we’re 100% committed to placing legal professionals within financial services. We take the time to really get to know you and we develop career-long relationships with people, becoming your partner from the outset. 
Here at Fry & Brown, we’re proud to provide the personal approach that can only come from a smaller firm. We’ll always be upfront and honest with you, and you’ll see that we share a genuine passion for what we do.

You can contact us on 020 3744 2717 and our website is

We specialise in placing lawyers in-house with the following skill-sets:
•    Banking & Finance
•    Capital Markets/Derivatives
•    Structured Products/Securitisation
•    Asset & Wealth Management
•    Funds
•    Insurance
•    Regulatory
•    Corporate/Private Equity
•    Commercial
•    Technology

Company info
020 3744 2717
United Kingdom

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