Financial Services Manager lawyer 4yrs+
- Employer
- Taylor Root
- Location
- England, London, City of London
- Closing date
- 5 Nov 2020
View more
- Vacancy Type
- Barristers, Private Practice
- Experience Level
- Mid Level
- Contract
- Permanent
- Hours
- Full Time
- Practice Areas
- Financial Services
- PQE
- 4-6 Years, 7+ Years
Job Details
To qualify for the role, you will ideally have
- At least 4+ years PQE;
- Experience working in the Financial Services Regulatory Practice (Non-Contentious and/or Contentious) of a leading UK City or Regional law firm or equivalent professional services firm;
- An excellent grasp of the regulatory landscape in the UK and EU, and a broad understanding of major international regulatory initiatives including FSMA, PDS2, EMD2, AIFMD, UCITS, MIFID II, IDD, EMIR, Financial Crime legislation (including MLRs, MAR, POCA, etc.),
- Good knowledge of the UK regulatory perimeter, including application of, and issues relating to, the RAO, FPO, CIS Order, PCIS, PSRs, and other statutory instruments or European regulations that have direct effect;
- Experience working on contentious and or conduct or financial crime-related investigations - including Section 166 Reviews, Regulatory Attestations, Principle 11 Notifications and or FCA / PRA remediation exercises etc.;
- Experience providing regulatory transaction support both M&A and corporate reorganisation (i.e., legal project management, transaction due diligence, inputting to SPAs, transitional services agreements, Part VII Transfers, FS Insolvency Processes and or assisting regulatory notifications for change in control);
- Experience of supporting firms with FCA/PRA licensing processes including authorisations, variation of permission, notifications under AIFMD/UCITS, deauthorisation process, etc.;
- Experience working on large-scale, regulatory compliance and transformation programmes;
- FS sector experience, specifically banking, wealth & asset management and/or insurance sectors.
If you would like to be considered for this opportunity please contact charlottepember@taylorroot.com
Please note our advertisements use PQE/salary levels purely as a guide. However we are happy to consider applications from all candidates who are able to demonstrate the skills necessary to fulfil the role.
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Company
Established in the 1980s, Taylor Root is now widely recognised as being one of the world’s leading legal recruiters. Operating out of offices in the UK, Dubai, Asia and Australia, we are ideally placed to assist law firms, banks and companies with their legal recruitment on an international basis. Taylor Root has a strong track record in the recruitment of: Heads of legal and legal advisers; Law firm associates and partners; Contract/locum lawyers; Paralegals; Company secretaries and Compliance professionals.
We regularly recruit for positions in all of the following regions: Western and Eastern Europe; The Middle East; Asia including Hong Kong, Singapore, Tokyo, mainland China and Bangkok; Australia and New Zealand, across The Caribbean and Offshore locations. .
In areas such as Project Finance, Derivatives or Capital Markets, where an international search is appropriate, our offices aim to provide truly global coverage and deliver a comprehensive candidate shortlist.
Through hard work, a professional and ethical approach, and not being afraid to be objective, Taylor Root continues to foster excellent, long-term candidate and client relationships throughout all of its offices.
Taylor Root is a member of The SR Group. The SR Group is a specialist recruitment consultancy dedicated to raising standards in the business environments that we serve. The sectors we cover include tax, legal, human resources, marketing, professional support and executive search, dealing with a substantial number of the world's leading professional partnerships, multi-national corporations and international banking groups as well as small to medium sized developing organisations.
For more information please contact your nearest office:
5 Fleet Place
London
EC4M 7RD
T: +44 (0)20 7415 2828
Suite 614, Liberty House
DIFC
P.O. Box 506739
Dubai, UAE
T: +9714 448 7770
1918 Hutchison House
10 Harcourt Road Central
Hong Kong
T: +852 2973 6333
Level 15, Prudential Tower
30 Cecil Street
Singapore 049712
T: +65 6420 0500
Level 12, 25 Bligh Street
Sydney NSW 2000
Australia
T: +61 (0)2 9236 9000
Level 4
520 Collins Street
Melbourne
Victoria, 3000
T: +61 (0)3 8610 8400
Use UK Details for main contact details section
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