In House Counsel - Head of Regulation
- Employer
- Lipson Lloyd-Jones
- Location
- England, Oxfordshire
- Salary
- bens
- Closing date
- 11 Oct 2019
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- Vacancy Type
- Solicitors, In-House
- Experience Level
- Senior Level
- Contract
- Permanent
- Hours
- Full Time
- Practice Areas
- Banking/Finance, Financial Services, Asset Finance
- PQE
- 4-6 Years, 7+ Years
Job Details
OUR CLIENT
An exciting, disruptive fin tech business in the retail financial services sector with a well established in house legal function seeks to appoint Solicitor 5 + PQE to join the business as the Head of Regulation & Compliance in a leadership role.
THE ROLE
The post holder will be expected to work at board level, leading and mentoring a team in a business facing role. This is a key position and will involve working closely with the Consumer Credit and Transactional Legal Division.
The min areas of work will include:-:
Provision of legal and commercial advice relating to regulation and compliance, risk management and training
Working closely with other control functions including Risk, Finance and Internal Audit.
Responsibility for operational and regulatory risk management - ensuring information systems are operated to the required standards
Identification of areas of risk, creating and implementing policies and procedures for all key risk areas,
Developing and implementing training and education programme
Developing and implement a robust monitoring and auditing plan, tracking issues and remedial action.
The Candidate
To be considered for this exceptional leadership role in the fin tech sector, applicants will ideally have a background in the consumer finance sector with relevant technical skills in regulation and / or compliance. The successful candidate will have solid management and leadership skills, capable of working within a rapidly developing business.
The culture of the organisation both collaborative and collegiate. There is a possibility of flexible working if required
Lipson Lloyd Jones Ltd is acting as an Employment Agency in relation to this vacancy.
Company
Lipson Lloyd-Jones was established in 1987 and provides a comprehensive coverage of the legal marketplace encompassing private practice and in-house vacancies throughout the UK and overseas.
Private Practice: We are instructed by major practices as well as the full spectrum of small, medium sized, niche and boutique firms, handling vacancies in every legal discipline at every level.
In House: Our in-house client base is vast and includes major and minor players in the financial, industrial, manufacturing, construction & engineering, commercial, media, technology, telecoms, transportation, fintech and regulatory sectors as well as start-ups.
Professional Support/Knowledge: We have considerable expertise and an impressive track record in this specialist recruitment area.
An Individual Service: Our Consultants have a vast wealth of knowledge about this most intricate and specialised marketplace, which is indispensable to every candidate seeking the right career advice, and to every employer seeking the best candidate for each vacancy.
We are well known in the market for our professional, friendly, and enthusiastic approach.
- Website
- http://www.ll-j.com/
- Telephone
- 020 7600 1690
- Location
-
107 Cheapside
London
EC2V 6DN
United Kingdom
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