FS Regulatory 4+
We are working closely with a highly rated domestic and international law firm based in London, seeking to hire an experienced UK qualified Solicitor with a minimum of four years specialist experience in non-contentious financial services law and regulation.
Working in a fast paced sector that is technically challenging and continually evolving with constant innovation in technology and products together with closer regulatory scrutiny, the firm provides commercially informed, practical legal advice for all its clients including banks, broker-dealers, investment advisers, investment managers, funds, family offices, providers of online trading platforms and start-ups
To be considered you will have a minimum of four years experience at another leading law firm, on a wide range of matters relating to the regulation of banking, securities and investment firms in the UK, acting both for authorised firms and those seeking advice on authorisation, including advice on UK and EU regulatory developments.
Ideally your experience will reflect exposure to the breadth of the sector as the firm advises across the full spectrum of products and asset classes including derivatives, forex, contracts for difference and hedge funds. Fintech advisory and transaction experience is also highly sought. Demonstrable experience and expertise in the regulation of the marketing of investments and funds to UK investors, particularly those established in offshore jurisdictions aimed at high net worth investors would also be desirable.
All applications will be treated in confidence.
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