Monitoring Compliance Officer, 2+

EJ Legal
Competitive Salary
18 Mar 2019
05 Apr 2019
Vacancy Type
Solicitors, In-House
Full Time
Experience Level
Junior Level

This global derivatives broker is looking for a Compliance Officer to join its well established Compliance Team. 

In this role, you will be responsible for monitoring trades and transactions as well as advise on incoming investment firms regulations, current FCA rules and implement internal policies, procedures and best practices. You will also assist in the preparation of Board Packs with the Head of Compliance as well as  advise on general compliance matters. 

You will have gained at least 2 years' experience working with brokers of CFDs, commodities or other derivatives products. Experience in trade surveillance and trade monitoring is key for this role. 

You will join an international highly successful business, working in a collegiate, friendly and dynamic environment. 

If you would like to discuss this role further then please contact Maud Dowding at or on 0207 400 2030. 

As part of EJ Legal's candidate registration and care process all successful applications are responded to within 14 working days. If you have not been contacted within this timescale your application has been unsuccessful on this occasion. We may keep your details on our system on a confidential basis for future opportunities. If you would prefer us not to do this, please let us know.

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