Business Controls Officer
- Recruiter
- Taylor Root
- Location
- London (City of), London (Greater)
- Salary
- £45000 - £55000 per annum
- Posted
- 02 Sep 2014
- Closes
- 30 Sep 2014
- Ref
- 1036610
- Contact
- James Burn
- Vacancy Type
- Business Services
- Contract
- Permanent
- Hours
- Full Time
- Practice Areas
- Financial Services, Insurance/Reinsurance
- Experience Level
- Junior Level, Mid Level
Main Responsibilities:
- This position sits within the 1st line of defence assisting the COO and assist in the legal and regulatory requrements across the International operation.
- Be the first point of contact for matters relating to the business risk and regulatory compliance.
- Providing key support to the COO in reviewing existing policies and procedures.
- Maintaining effective systems and controls in relations to legal and regulatory requirements and liasing with the 2nd LoD to implement the policies and procedures.
- Preparing the Business Risk register, including new and emerging risks and ensure there is adequate mitigation of risk before issuance.
- Liasing with group functions including legal, tax and the 2nd LoD to understand impact changes and developments that will effect the business.
- Be the main source of sanctions advice in the 1st LoD, and setting up a review process for sanctions including counter-party, or countries which cannot be traded with, and ensuring all payments against sanctions.
- Regulary reviewing business contacts and informing the COO/CEO of any anomalies.
- Enhance the existing control framework, and ensure it meet the demands of a growing business.
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